A website designed to help advisers meet their compliance and regulatory targets has been re-launched.
Competent Adviser now boasts a reporting suite enabling firms to demonstrate they are complying with the FSA’s treating customers fairly (TCF) principles.
In addition, the revamped site enables firms to assess all aspects of the competency process from performance at an individual level to company wide training issues.
The system also provides firms with the necessary audit trail to fully comply with FSA needs.
Competent Adviser’s Learning Zone has been redesigned to provide finger tip access to the key information required to operate within a regulatory environment across all aspects of an organisation. This can be used as a stand alone learning tool or as part of a firm’s bespoke Continuing Professional Development (CPD) programme.
“We pride ourselves on being able to offer our clients a truly bespoke knowledge solution, tailor-made to match their specific requirements,” says Gillian Tait, director at Competent Adviser.
“Whether firms are looking for a one-off competency testing facility, an on-going fully functional T&C solution or anything in between, our award winning system has the flexibility to match their needs.
“Technology plays an integral part in all aspects of business and in order to stay ahead of the competition it is a must to invest time, resource and energy in the right direction. We believe all the enhancements we have made are of true benefit to the end user.”
For more information, click here.
IFAonline| Share | |
| Comment | Compliance site for advisers re-launched |
More technology news
Email alerts
Recommended reading
Categories
Topics
Comments
Related articles
Most Read
This year we have 14 awards designed to mark out the very best products in a highly competitive and innovative market. This includes three new awards for 2011 to reflect the developments in this rapidly growing market: Best Dual/Multi-Index Product, Best Structured (Oeic) Fund and Best Structured Product Provider.
Events
Poll
|
|
Job search
Ifaonlinejobs will open the right investment career path for you. Search hundreds of vacancies on www.ifaonlinejobs.co.uk now
In Focus
How it is going to support brokers who want to make the most of what the current account...
Viewpoints
2012 marks a watershed for the Life companies, fund managers, banks and advisers who service...
There are no comments submitted yet. Do you have an interesting opinion? Then be the first to post a comment