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New look Professional Adviser
The magazine is heavily focused on our Better Business section, which supports advisers in the run-up to RDR and beyond, and Investment.
Coffee Lounge
Not only is there a huge selection of games but why not try your hand at our Daily Sudoku
Comments
What do they want to see
There are some good points and a strong warning here, however as much of this is based on the need to understand what the FSA want to see how do you ensure that what you are presenting is in line with the FSA thought processes? Many compliance officers have a very good understanding of what the handbook says, but a very weak understanding of what the FSA actually want to see as a deliverable. Not surprising as it varies from firm to firm and there is no clear guidance available on "what looks good". As an ex supervisor I know how difficult it is but at least now I can actually tell people whilst I am looking at their business instead of writing a 5 page letter weeks afterwards.
Posted by: Bryan James