Professional Adviser
The FSA is big on whistleblowing, or so it claims. But these adviser testimonies suggest the regulator is rather letting the industry down, writes Laura Miller.
The FSA began its final round of RDR surgeries last week, less than a year before full roll-out of the new rules. But surprises continue to crop up...
With the average cost to an IFA for moving clients between platforms at £1,000, it makes sense to get clients in the right proposition from the start, writes Terry Huddart, technical communications manager at Nucleus.
Other Professional Adviser articles
Following a mixed 2011, Maria Merricks asks fund managers what this year has in store for the high yield sector.
Dawn Kendall, multi-manager at Architas, uses historical examples to pinpoint why the European monetary union is bound to fail in its present form.
The FSA published its annual consumer survey last week. It’s often a dull read – mainly because little ever changes in the public’s perception of providers, products and the FSA.
Angela Haythorne, financial planner at JLT Wealth Management, explains the many and varied ways you can help reduce your clients’ income tax liabilities...
Jeremy Gleeson, portfolio manager at AXA Framlington, explains why interest in the technology sector is gaining pace.
Financial planner Joel Adams, one of the first to be issued a Statement of Professional Standing (SPS) by the CII, has kindly agreed to share his certificate so others can see what they look like (if they're interested).
David Coombs, head of multi asset investments at Rathbones, is confident we are moving toward a real solution in Europe. But he says several risks remain...
Robin Hepworth, CIO of Ecclesiastical Investment Management, looks at the options now the supposed safe havens of cash and government bonds are out of bounds for most investors.
In response to an FSA consultation paper on the post-RDR treatment of legacy assets, Cofunds’ managing director of operational services, Stephen Mohan, fears the regulator’s failure to issue new rules may harm consumers.
Adrian Gaspar, senior consultant at Defaqto, on how to run due diligence across risk rated and multi-manager funds.
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