The number of firms de-authorising jumped 214% between March and April, according to research by Matrix Solutions based on Financial Conduct Authority (FCA) data.
A misalignment between your firm's approach to risk assessment and that of your selected discretionary fund manager (DFM) could lead to "systemic mis-selling", the FSA has warned. What can advisers do about it?
Fifteen adviser firms have signed up to Verbatim Asset Management’s Retail Distribution Review (RDR)-ready investment solution.
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Providers must be clear about the consumers they want to reach post-Retail Distribution Review (RDR) to bolster their adviser networks, Aviva has said.
Equity release advisers need to ask themselves whether they adequately consider client longevity, according to Bridgewater Equity Release.
Fund and tax wrapper choice is the prime factor advisers consider when selecting a platform, research suggests.
Advisers have been warned not to mislead and confuse HMRC by claiming to offer investment management services – a VAT chargeable activity – while lacking the necessary permissions to do so.
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