adviser firms
A website providing details of online financial advice offerings has been launched.
Guidance issued today by HMRC appears to extend the scope under which advice services will be exempt from VAT post-retail distribution review (RDR).
A former financial adviser has admitted to defrauding clients out of more than £1m over a 20-year period.
Other adviser firms articles
Nearly half of advisers have still not signed up to a platform – because they are “too busy” running their businesses and preparing for RDR, research suggests.
A blanket ban on traded life policy (TLP) investments would amount to “overkill” and could hamper the UK’s ability to compete in global markets, according to SL Investment Management (SL).
The Association of Investment Companies (AIC) has devised a seven-step guide for advisers to help them prepare for the retail distribution review (RDR).
Axa Wealth has announced a restructure of its sales and support team in a move which puts 50 jobs at risk.
Jason Britton, formerly a fund manager at T. Bailey, has launched an investment management consultancy ahead of the retail distribution review (RDR).
FSA rules around legacy assets are “unclear” and “incomplete” and could result in less transparency for consumers, according to the Investment Management Association (IMA).
Insurer Aegon has warned of the “disastrous” ramifications of removing trail commission following a fund switch – a move the FSA hinted at in its latest consultation paper on legacy commission.
The British Insurance Brokers’ Association (BIBA) will focus on 'proportionate and cost effective regulation' for members its 2012 manifesto has said.
PSigma Investment Management is relaunching its discretionary management service as the firm looks to capitalise on the adviser community’s preference for outsourcing solutions ahead of the retail distribution review (RDR).
The Financial Ombudsman Service (FOS) today proposed a modernisation of its funding model which could increase the number of free cases for small businesses from three annually to as many as 25.
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