consultation paper
The FSA will release a platform consultation paper within the next couple of months setting out draft rules on rebates and regulations for execution-only platforms, after Deloitte completed its research into the sector.
BDO director of risk and regulation Alex Ellerton wonders whether the FSA wants trail commission to cease on a fund switch.
The FSA’s consultation into platform pricing will not start until the middle of next year as the regulator conducts research into pricing models across the market.
Other consultation paper articles
Do you advise foreign clients? Gerry Brown, technical manager at Prudential, probes the latest HMRC consultation papers you should know about.
Pension providers have expressed concern about the effectiveness of recent FSA proposals to make SIPPs more transparent.
The FSA may extend to other retail markets the practice of requiring advisers to justify recommending a product with higher charges compared to a more basic vehicle.
The FSA could be forced into a major U-turn on platform regulation as the UK’s big three providers, with over 80% of total assets, labeled its proposals as “unworkable” in responses to the Discussion Paper.
The FSA has abandoned the reading-across of RDR labelling to pure protection.
The FSA's consultation paper 10/8 published today proposes retail investment firms must disclose protection renumeration.
The FSAs consultation on Payment Protection Insurance (PPI) mis-selling has costly ramifications for the PPI industry according to financial research company Defaqto.
Below is the section from the latest RDR consultation paper that applies to pure protection.
Businesses must undertake a reverse stress test, in addition to other risk tests, under stricter FSA guidelines.
PADA expects to finalise its recommended investment approach by the summer of 2010.
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