consultation paper

Platforms: FSA to launch another consultation on rebates

IFAonline | 25 Jan 2012 | 09:45

The FSA will release a platform consultation paper within the next couple of months setting out draft rules on rebates and regulations for execution-only platforms, after Deloitte completed its research into the sector.

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What is ‘advice’? Why ‘legacy’ commission is proving a headache for advisers and providers

BDO director of risk and regulation Alex Ellerton wonders whether the FSA wants trail commission to cease on a fund switch.

Professional Adviser | 12 Jan 2012 | 08:00
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FSA platform pricing consultation set for mid-2012

The FSA’s consultation into platform pricing will not start until the middle of next year as the regulator conducts research into pricing models across the market.

IFAonline | 05 Oct 2011 | 11:00

Other consultation paper articles

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HMRC's new rules on tax residency explained

Do you advise foreign clients? Gerry Brown, technical manager at Prudential, probes the latest HMRC consultation papers you should know about.

Professional Adviser | 30 Jun 2011 | 08:00
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Providers warn FSA SIPP reforms will be 'ineffective'

Pension providers have expressed concern about the effectiveness of recent FSA proposals to make SIPPs more transparent.

IFAonline | 04 Feb 2011 | 10:00
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FSA may extend ‘stakeholder benchmarking’ to other products

The FSA may extend to other retail markets the practice of requiring advisers to justify recommending a product with higher charges compared to a more basic vehicle.

IFAonline | 25 Jan 2011 | 13:00
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Platforms lobby for FSA U-turn on ‘unworkable’ proposals

The FSA could be forced into a major U-turn on platform regulation as the UK’s big three providers, with over 80% of total assets, labeled its proposals as “unworkable” in responses to the Discussion Paper.

Professional Adviser | 27 May 2010 | 10:19
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RDR protection paper: FSA's 'independent' and 'restricted' labels to be dropped for protection

The FSA has abandoned the reading-across of RDR labelling to pure protection.

Cover | 26 Mar 2010 | 11:48
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RDR protection paper: Protection commission to be disclosed - FSA consults

The FSA's consultation paper 10/8 published today proposes retail investment firms must disclose protection renumeration.

Cover | 26 Mar 2010 | 11:25
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PPI reimbursement will cost up to £3bn - Defaqto

The FSAs consultation on Payment Protection Insurance (PPI) mis-selling has costly ramifications for the PPI industry according to financial research company Defaqto.

Cover | 18 Mar 2010 | 11:34
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Applicability of RDR proposals to pure protection advice

Below is the section from the latest RDR consultation paper that applies to pure protection.

Cover | 17 Dec 2009 | 15:56
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FSA tightens stress testing requirements

Businesses must undertake a reverse stress test, in addition to other risk tests, under stricter FSA guidelines.

IFAonline | 11 Dec 2009 | 12:28
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PADA investment recommendation due in summer 2010

PADA expects to finalise its recommended investment approach by the summer of 2010.

IFAonline | 25 Nov 2009 | 15:38

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