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UK Insurance Ltd, the parent company of Churchill and Direct Line, has been fined £2.17m by the FSA for doctoring its customer complaint files.
The Financial Services Authority (FSA) has fined Combined Insurance Company of America (CICA) £2.8m because its poor management of staff put customers at risk of being treated unfairly.
Her Majesty’s Revenue and Customs (HMRC) has begun disciplinary procedures against the whistleblower who spoke out over its alleged tax deal with Goldman Sachs.
Other fines articles
Canadian trading platform Swift Trade has dropped a legal battle against the Financial Services Authority (FSA).
A senior executive at UBS has challenged a fine from the Financial Services Authority (FSA) in a tribunal today.
AWD Chase de Vere spent more than £1.5m settling complaints and paying customer redress last year, and expects the figure to be even higher this year.
The retail sector is bearing the brunt of FSA fines in an indication it is being targeted by a retail-focused regulator, said compliance firm Wolters Kluwer Financial Services.
The FSA has fined a Canadian trading platform £8m for serious market abuse but the firm has referred the matter to the Upper Tribunal.
The Financial Services Authority has fined insurance intermediary Willis Ltd £6.9m for anti-bribery and corruption systems and controls failings.
Benefit claimants will be fined instantly if they negligently give wrong information on their claim.
The government today published proposals for reforming the anti-money laundering requirements on businesses.
The Financial Services Authority (FSA) has fined the Bank of Scotland (BOS) £3.5m for failures in handling customer complains, and secured £17m in compensation for customers.
The FSA collected £96.7m in fines in the 12 months to the end of March, almost trebling the £33.1m taken during the previous year.
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