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FSA handbook
The Financial Services Authority (FSA) will now include members of group personal pensions (GPPs) in its rules protecting people in workplace schemes from poor advice.
Recent moves on bribery and corruption are signs of a new approach to the issue by the FSA and SFO that will affect brokerages. Richard Burger explains
The FSA said today it would take enforcement action against large banks, building societies and broker dealers who failed to adhere to its new remuneration code, to take effect from January 2010.
Other FSA handbook articles
The FSA is rolling out a series of sector-specific regulation and guidance handbooks specifically targeted at small firms.
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