Where am I? 
Home SEC
SEC
Britons rank second in a list of non-US nationals most keen to tip America's regulators off about suspected financial crime, according to the first annual report on the Securities & Exchange Commission's whistleblower program.
An iShares managing director told a US Senate hearing yesterday that ETFs using derivatives should not be called ETFs.
The Financial Services Authority (FSA) and the US Securities and Exchange Commission (SEC) held joint talks today on how to tighten cross-Atlantic regulation and enforcement.
Other SEC articles
Standard and Poor's (S&P) has revealed it has received notice from the Securities and Exchange Commission (SEC) recommending a lawsuit be brought against it over a mortgage-backed security it rated in 2007.
ETFM brings you a roundup of some of this week's ETF and indexing news.
Over-the-counter brings you news and views on some of the activity in the ETF market.
The ETFM roundup brings you news of some of this week's activity in the ETF and indexing market.
ETFM brings you a roundup of some of the launches and listings which have taken place over the past seven days.
Three European asset management firms have accused banks including Bank of America Corp., JPMorgan Chase & Co., HSBC Holdings Plc, Barclays Bank Plc and Credit Suisse Group AG of conspiring to manipulate Libor.
State Street Global Advisors (SSgA) has filed for exemptive relief to launch six actively managed ETFs in the US.
The European exchange-traded product industry is 'very fortunate' regulators are taking a light-touch approach compared with the US, according to Christos Costandinides at Deutsche Bank.
The ETF industry is being pulled in two directions. At one end, proponents of the traditional, physically replicated fund structure are warning ETFs must not become too complicated if they are to gain greater traction among investors. At the other end of the scale, issuers are creating exotic products under the ETF label, offering access to more asset classes through an increasing array of vehicles.
New product structures are emerging to provide a wider range of investment options. But is innovation moving faster than customer education? Emma Cusworth reports
Previous Next 
Most read articles
Most commented articles
Ifaonlinejobs will open the right investment career path for you. Search hundreds of vacancies on www.ifaonlinejobs.co.uk now
Viewpoints
At the start of one of busiest times of year it is easy to think about all the obvious things...
In Focus
Transferring clients’ assets between organisations can be a major headache – often time...
Latest jobs
£25k - £30k + Excellent Bonus: Drew Chapman Search and Selection: Excellent opportunity for a part qualified IFA Sales Support Administrator looking for a position whereby they can assume further responsibility London
Coffee Lounge
Not only is there a huge selection of games but why not try your hand at our Daily Sudoku
sponsored by
FSA cautions on platform shareholdings
The 50 best apps for advisers (part two)
Group risk set to boom with auto-enrolment
RBS pays out £500k after mis-selling annuity to dying man
Advisers face extra FSCS bill for £13m CfD failure