UBS

UBS facing FSA enforcement action over 'rogue trader'

IFAonline | 03 Feb 2012 | 16:15

The Financial Services Authority is to commence with enforcement action against UBS AG following an investigation into losses incurred by the investment banks as a result of alleged 'rogue trader' activity.

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ubs

UBS 'rogue' trader pleads not guilty to charges

The alleged rogue trader at the heart of a multi-billion pound fraud investigation has pleaded not guilty to two charges of false accounting and two of fraud.

IFAonline | 30 Jan 2012 | 13:15
north-america1

How US managers weathered the storm

Charlotte Richards finds out how US managers have navigated a difficult period and assesses the impact the eurozone crisis has had on the market.

Professional Adviser | 12 Jan 2012 | 08:00

Other UBS articles

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Fined UBS Wealth chief missed warning signs, says FSA

A former chief executive officer of UBS AG's wealth management unit who is challenging a £100,000 FSA fine was yesterday accused of failing to control the activities of his team, allowing them to make up to 50 unauthorised trades per day.

IFAonline | 05 Jan 2012 | 07:30
ubs-ny-offces

Ex-UBS wealth manager banned and fined £150k for lack of integrity

The Financial Services Authority (FSA) has banned and fined a former client adviser at UBS AG £150,000 for failing to act with integrity.

IFAonline | 16 Dec 2011 | 11:27
citybanks

Fund managers attack bankers' pay

Leading fund managers, including L&G and Jupiter, have stepped up their attack against huge pay rises at the UK's biggest banks.

IFAonline | 06 Dec 2011 | 07:40
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UBS executive takes FSA to court over £100k fine

A senior executive at UBS has challenged a fine from the Financial Services Authority (FSA) in a tribunal today.

IFAonline | 14 Nov 2011 | 13:45
etfcards

How etfs measure up to other investments

Under a barrage of regulatory and media scrutiny, the benefits offered by ETFs seem to have been forgotten. Clare Dickinson tries to separate facts from fiction and look at how ETFs compare to other investments

ETFM | 28 Oct 2011 | 11:23
going down

Weekly roundup: iShares lists low volatility ETFs; Stoxx ex-financials and banks indices

ETFM provides a roundup of some of this week's ETF and indexing news.

ETFM | 21 Oct 2011 | 12:39
A selection of newspapers

Round-up: Don't be soggy, Cameron tells UK

Dire data from households and its impact on retailers, strike action talks, heads roll at UBS, and advice from the PM to Britain to reject "can't do sogginess" for the drive of China. Our round-up up of the nationals.

IFAonline | 06 Oct 2011 | 07:57
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UBS CEO Gruebel quits over 'rogue-trader' loss

Oswald Gruebel, the chief executive of Swiss bank UBS, has resigned over an alleged £1.5bn ($2.3bn) rogue-trading loss.

IFAonline | 26 Sep 2011 | 07:06
ubs

UBS losses were down to the person, not the instrument

Ben Johnson, director of ETF European research at Morningstar takes a look at the facts behind the UBS trading loss.

ETFM | 19 Sep 2011 | 13:45
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UBS ups rogue trader losses to $2.3bn

Swiss banking giant UBS has raised its estimate of the losses allegedly caused by rogue trader Kweku Adoboli to $2.3bn (£1.5bn).

IFAonline | 19 Sep 2011 | 07:30

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